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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

Kansas Requires IA Applicants and Registrants to Submit New Part of Form ADV

By Jim Hamilton

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Applicants for investment adviser registration in Kansas, as well as currently registered investment advisers, must submit new Part 2 of Form ADV as part of their application and amendments, respectively, and submit it electronically through the IARD. NOTE: Form ADV may be submitted as searchable text, portable document format (PDF) file, with guidance for doing so provided on the IARD website.

For more information please see http://www.securities.state.ks.us/ See first item under "Notices" in center of homepage.

Full post as published by Jim Hamilton's World of Securities Regulation on March 08, 2011 (boomark / email).

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