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Criminal Law

: SECLaw.com

SEC Adopts Modernized Regulatory Framework for Derivatives Use by Registered Funds and Business Development Companies

By Mark H. Astarita, Esq.

The Securities and Exchange Commission today voted to enhance the regulatory framework for derivatives use by registered investment companies, including mutual funds (other than money market funds), exchange-traded funds (ETFs) and closed-end funds, as?Read the Full Press ReleaseHave a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

Full post as published by SECLaw.com on October 28, 2020 (boomark / email).

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