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: SECLaw.comSEC Adopts Modernized Regulatory Framework for Derivatives Use by Registered Funds and Business Development Companies
By Mark H. Astarita, Esq.
Full post as published by SECLaw.com on October 28, 2020 (boomark / email).
Lawsuits and Settlements
Hedge Funds
alleging companies involved in mortgage fraud.
Mutual Funds
alleging financial companies breached ERISA act with employee 401k plan holders.
HIV Funds
Dallas Independent School District pays $336,000 settlement for misappropriated program funds.
Serial Killer
Hospitals agree to confidential wrongful death settlement for employing former registered nurse Charles Cullen.
Metoclopramide
Associated with Development of Movement Disorder
Two Energy Companies Settle Whistleblower Qui Tam Suit
Two Energy Companies Settle Whistleblower Qui Tam Suit
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