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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By James Hamilton

Corp Fin Director Would Vet Foreign Companies whose Shares Sold Through Mutual RecognitionThese remarks by John White struck me as somewhat revolutionary. As part of mutual recognition of brokers and exchanges, he proposes that the SEC vet the foreign companies whose securities the foreign brokers would bring to the US market and US investors. The SEC would impose standards on those companies, including disclosure and corporate governance standards as part of the mutual recognition regime. The S read more

Full post as published by Jim Hamilton's World of Securities Regulation on January 18, 2008 (boomark / email).