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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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Maryland Sets Forth Electronic Form D Filing Procedures

Between September 15, 2008 to March 15, 2009, issuers making securities offerings under either Rule 505 or 506 of federal Regulation D must file the version(s) of Form D accepted by the SEC at the time of filing, along with a manually executed Form U-2, Uniform Consent to Service of Process, when the version of Form D filed in connection with the offering does not contain a consent to service of process, and any other information required by the Maryland rules pertaining to Rule 505 or 506, including the applicable fee.

Click here for more information.

Full post as published by Jim Hamilton's World of Securities Regulation on December 03, 2008 (boomark / email).

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