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: International and UK LawFinancial Services Authority shuts record number of rogue advisers
Full post as published by International and UK Law on April 13, 2009 (boomark / email).
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Stockbrokers and Financial Advisers
alleging careless mistakes or intentional fraud.
John Vermillion and Associates LLC et al.
allegedly misrepresented themselves as qualified financial advisers to sell living trusts and exploit senior citizens.
UBS Financial Services Inc
401(k) / ERISA Stock Fraud
Railroad Workers
concerning the growing number of work-related injuries in the railroad industry.
Settlement
Sears settles with disabled worker for record $6.2M
Cell Phone Services
AT&T Mobility may have to pay $10 million to Florida customers after charging for third-party services.
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