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Academic

: Securities Law Prof Blog

FINRA Files Proposed Changes to Arbitration Code

By Securites Lawprof

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FINRA has filed with the SEC a proposed rule change to amend Rules 12100(r), 12506(a), and 12902(a) of the Code of Arbitration Procedure for Customer Disputes (?Customer Code?) and Rule 13100(r) of the Code of Arbitration Procedure for Industry Disputes...

Full post as published by Securities Law Prof Blog on June 29, 2009 (boomark / email).

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