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: Securities Law Prof Blog

SEC and FSA Explore Common Approaches to Regulating Key Market Participants

By Securites Lawprof

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The SEC and the UK Financial Services Authority (FSA) announced plans to explore common approaches to reporting and other regulatory requirements for key market participants such as hedge funds and their advisers. In particular, they agreed to identify a common,...

Full post as published by Securities Law Prof Blog on September 16, 2009 (boomark / email).

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