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: SECLaw.com

Rep. Frank Vows to Limit Expansion of FINRA Power

By Mark H. Astarita, Esq.

Barney Frank, chairman of the House Financial Services Committee, said he will defeat a controversial measure that would expand the Financial Industry Regulatory Authority's power over financial advisers. Investment advisory groups, as well as consumer advocates and state regulators, praised Frank's promise. More>>>

Full post as published by SECLaw.com on November 10, 2009 (boomark / email).

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