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Criminal Law

: SECLaw.com

Advisors? Job Attitude, Outlook Improves

By Mark H. Astarita, Esq.

A new survey reveals that independent RIAs have seen their level of job satisfaction rise 10% and the number with an optimistic outlook for the U.S. economy has climbed by 25% over the past three months, according to a survey released by TD Ameritrade Institutional. Half of the 500 RIAs surveyed gave a top rating (9 or 10) to their satisfaction with their job, up from about 40% three months ago. More>>>

Full post as published by SECLaw.com on October 01, 2009 (boomark / email).

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Lawsuits and Settlements

Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.

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