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: Securities Law Prof Blog

Ohio Investment Adviser Settles Allegations of Misappropriating Funds from Elderly Clients

By Securites Lawprof

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Julie M. Jarvis, of Columbus, Ohio, and her financial advisory firm, Crossroads Financial Planning, Inc, have agreed to settle the SEC's pending civil action against them that alleged that Jarvis misappropriated at least $2.3 million from two elderly clients between...

Full post as published by Securities Law Prof Blog on December 28, 2009 (boomark / email).

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