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: International and UK LawFSA fines broker £235,000 for hard sell tactics
Full post as published by International and UK Law on April 15, 2010 (boomark / email).
Real Estate Brokers
Questions home sellers should ask potential brokers
Real Estate Brokers
The role brokersplay
Countrywide
Faces Class Action over Strong-Arm Tactics used to Intimidate Appraisers
Google
alleging that companies who used internet advertising to sell mobile content have overpaid for keywords.
John Vermillion and Associates LLC et al.
allegedly misrepresented themselves as qualified financial advisers to sell living trusts and exploit senior citizens.
City of Fargo To Pay for Excessive Traffic Fines
City of Fargo To Pay for Excessive Traffic Fines
Wachovia
to Pay $39 Million in Proposed Settlement of Stock Broker Overtime Class Action
National Association of Realtors
Settlement reached in broker listing antitrust lawsuit, pending court approval.

SEC Charges Moscow Broker Dealer with Soliciting Sales of Russian Stock
Forfeitures Will the Commercial Bank Broker Dealers Resort to Employee Fines
FINRA Fines 5 Bank Broker-Dealers for Improper Variable Annuities Sales
I Owe, I Owe, Its Off to Jail I Go
Food for Fines, April 21 - May 15







