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: Securities Law Prof Blog

SEC Charges Investment Adviser With Fraudulent Management of CDOs Tied to Mortgage-Backed Securities

By Securites Lawprof

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The SEC today charged a New York-based investment adviser, Thomas Priore, and three of his affiliated firms with fraudulently managing investment products tied to the mortgage markets as they came under pressure in 2007. The SEC alleges that Priore and...

Full post as published by Securities Law Prof Blog on June 21, 2010 (boomark / email).

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