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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

Oregon Adopts Fee Increases for UITs, BDs and Salespersons

By Jim Hamilton

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The following fee increases by the Oregon Division of Finance and Corporate Securities are effective July 1, 2010 for filings received after July 1, 2010:

Unit Investment Trusts: Initial and Renewal Notice Filng Fee Per Portfolio, $500 (from $350)

Broker-Dealers: Renewal License Fee, $250 (from $200)

Broker-Dealer Salespersons: Initial License Fee, $55 (from $50)

Full post as published by Jim Hamilton's World of Securities Regulation on August 04, 2010 (boomark / email).

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