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: Securities Law Prof Blog

Can Brokerage Customers Get Two Bites of Apple?

By Securites Lawprof

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The Nebraska Supreme Court recently held that investors who purchased unregistered securities through registered representatives of a brokerage firm, and who had previously received an arbitration award against the RRs and firm, could also sue the firm's holding company (apparently...

Full post as published by Securities Law Prof Blog on September 02, 2010 (boomark / email).

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