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: Securities Law Prof Blog

NASAA Announces Assistance for Investment Advisers Switching from Federal to State Regulation

By Securites Lawprof

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NASAA today launched an online resource to help investment adviser firms prepare to switch from federal to state regulation. The new NASAA IA Switch Resource Center provides a series of resources to keep firms informed of the upcoming registration switch,...

Full post as published by Securities Law Prof Blog on September 28, 2010 (boomark / email).

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