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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By James Hamilton

SEC Moves Forward with Mutual Recognition FrameworkAgainst the backdrop of continuing cross-border exchange mergers, the SEC will accelerate its implementation of the concept of mutual recognition for high-quality non-US regulatory regimes. The Commission will explore initial agreements with foreign regulatory counterparts based on a comparability assessment by the SEC and by the foreign authority of one another's regulatory regimes. The SEC will also consider adopting a formal process for engag read more

Full post as published by Jim Hamilton's World of Securities Regulation on March 24, 2008 (boomark / email).