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: Securities Law Prof Blog

SEC Proposes "Family Offices" Exclusion from Investment Advisers Act

By Securites Lawprof

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The SEC proposed a new rule, based on requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, that would help those managing their own family's financial portfolios determine whether their "family offices" can continue to be excluded from...

Full post as published by Securities Law Prof Blog on October 12, 2010 (boomark / email).

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