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Corporate & Securities Law
: Jim Hamilton's World of Securities RegulationIllinois Adopts Rules Regulating IA Advertising and Client Information
By Jim Hamilton
* Investment advisers registered or required to register in Illinois are prohibited from using advertisements that contain untrue statements of material fact or that are misleading.
* Investment advisers registered or required to register in Illinois are required to have a written consumer privacy policy to protect their clients' information.
See http://www.cyberdriveillinois.com/departments/securities/home.html
Full post as published by Jim Hamilton's World of Securities Regulation on November 17, 2010 (boomark / email).
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