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: Securities Law Prof Blog

SEC Proposes End-User Requirements for Security-Based Swaps

By Securites Lawprof

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The SEC today voted unanimously to propose requirements of end-users when they engage in a security-based swap transaction that is not subject to mandatory clearing. The proposed rule, required under the Dodd-Frank Act, specifies the steps that end-users must follow...

Full post as published by Securities Law Prof Blog on December 15, 2010 (boomark / email).

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