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: New Jersey Law Blog

Stark & Stark Attorneys Offer Guidance on SEC's Changes to the Form ADV

By Stark & Stark

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Thomas D. Giachetti, Chair, and Stephen A. Galletto, members of Stark & Stark's Securities Group, were quoted in the December 20, 2010 AdvisorOne.com article, SEC's New Form ADV Requirements: Fidelity Offers Guidance.

 

The article discusses the Securities & Exchange Commission's recent revisions to the Form ADV and the steps registered investment advisors are taking in order to comply with the latest round of changes. The article discusses Fidelity's efforts to assist their clients with the changes through webinars and regional workshops. Mr. Galletto states, 'states are now converting over to the Part 2 A form, and no state is rejecting the format.' Mr. Galletto, and Mr. Giachetti are assisting Fidelity with its webinars and workshops series.

 

You can read the full article online here.
 

Full post as published by New Jersey Law Blog on December 22, 2010 (boomark / email).

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