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Stark & Stark Shareholder Comments on FINRA's Decision in UBS Arbitration Case

By Stark & Stark

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Thomas B. Lewis, Chair of Stark & Stark's Employment Group, was quoted in the January 3, 2011 Wall Street Journal article, UBS To Pay $2.8 Mln To Former Top Recruiter In Contract Flap. The article discusses FINRA's decision to award Jeffrey Bischoff, former chief recruiter of UBS AG's wealth-management group, $2.8 million in damages and other fees. Bischoff first filed the arbitration case against the firm in July 2009 and sought $1.9 million in damages.

Mr. Lewis states, 'What this award tells me is that it was a clear breach of contract by UBS and that the conduct warranted the imposition of damages requested.' You can read the full article online here.
 

Full post as published by New Jersey Law Blog on January 03, 2011 (boomark / email).

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