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: Law Blog - WSJ.com

Merrill Pays $10 Million to Settle Claims It Misused Customer Info

By Ashby Jones

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Since the horrific fall and winter of 2008-2009, the banking industry has made a lot of changes to the way it handles proprietary trading -- trades made on its own behalf.

Full post as published by Law Blog - WSJ.com on January 25, 2011 (boomark / email).

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SEC Extracts $10 Million Settlement from Merrill Lynch

SEC Settles with Merrill Over Misusing Customer Order Information for Proprietary Trading

Merrill Lynch Settles "Squawk Box" Violations

FINRA Panel Awards Customer Over $30 Million in Damages from Merrill

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