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Corporate & Securities Law

: Business Law Prof Blog

SEC Reminds Investment Managers: Own Up to Mistakes or Owe Us, Too

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Last week, the SEC charged AXA Rosenberg Group LLC (ARG), AXA Rosenberg Investment Management LLC (ARIM), and Barr Rosenberg Research Center LLC (BRRC) with securities fraud. The entities apparently concealed "a significant error in the computer code of the quantitative...

Full post as published by Business Law Prof Blog on February 07, 2011 (boomark / email).

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