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: Securities Law Prof Blog

FINRA Files with SEC Proposal to Revise the Discovery Guide

By Securites Lawprof

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The SEC has posted on its website the FINRA proposal to revise the Discovery Guide to expand the guidance FINRA gives to parties and arbitrators on the discovery process and to update the Document Production Lists. The proposal includes conforming...

Full post as published by Securities Law Prof Blog on August 03, 2010 (boomark / email).

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