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: Securities Law Prof Blog

Prosper Marketplace Settles Charges It Offered Unregistered Securities

By Securites Lawprof

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The SEC settled administrative proceedings against Prosper Marketplace, Inc. (Prosper). The SEC Order finds that Prosper violated the registration provisions of the Securities Act of 1933 during the period January 1, 2006 through October 14, 2008, by engaging in the...

Full post as published by Securities Law Prof Blog on November 24, 2008 (boomark / email).

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