Home -> Law Blog Directory -> Academic Blogs -> Securities Law Prof Blog
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense
Find a Local Lawyer
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402
Academic
: Securities Law Prof BlogRegulators Crack Down on Broker-Dealers Involved in Sales of Unregistered Penny Stocks
By Securites Lawprof
Full post as published by Securities Law Prof Blog on April 27, 2010 (boomark / email).
Real Estate Brokers
Questions home sellers should ask potential brokers
Real Estate Brokers
The role brokersplay
Cressi Scuba Regulators Recalled Due to Risk of Drowning
Scuba Regulators Recalled Due to Risk of Drowning
Auction Rate Securities
ARS stocks purchased from a brokerage
JC Penny Zebra Rugs
Recalled due to Fire Hazard
Placebos Instead of Meds
Nearly Half of US Doctors Involved
Hershey Co. et al.
allegedly involved in a chocolate price fixing scheme.
Hedge Funds
alleging companies involved in mortgage fraud.

FINRA Eyes Nontraded REIT Sales Practices Of Broker Dealers
PCAOB Regulation of Broker-Dealer Auditors: Is a Legislative Fix Really Needed
The SEC Moves to Exempt Foreign Broker Dealers From Some More Requirements
More Broker/Dealers Subpoenaed Over Medical Capital, Provident Royalties
Forfeitures Will the Commercial Bank Broker Dealers Resort to Employee Fines








