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: Securities Law Prof Blog

SEC Issues Guidance on Auditing, Attestation and Professional Standards Related to Broker-Dealers

By Securites Lawprof

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The SEC published interpretive guidance to clarify the application of certain Commission rules, regulations, releases, and staff bulletins in light of the authority granted to the Public Company Accounting Oversight Board in the Dodd-Frank Wall Street Reform and Consumer Protection...

Full post as published by Securities Law Prof Blog on September 24, 2010 (boomark / email).

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