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Academic

: Securities Law Prof Blog

SEC Posts Consolidated Audit Trail Proposal

By Securites Lawprof

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The SEC has posted on its website its proposed new Rule 613 under Section 11A(a)(3)(B) of the Securities Exchange Act of 1934 (?Exchange Act?) that would require national securities exchanges and national securities associations (?self-regulatory organizations? or ?SROs?) to act...

Full post as published by Securities Law Prof Blog on May 28, 2010 (boomark / email).

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