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: Securities Law Prof Blog

SEC Proposes Consolidated Audit Trail System

By Securites Lawprof

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The SEC today proposed a new rule that would require the self-regulatory organizations (SROs) to establish a consolidated audit trail system that would enable regulators to track information related to trading orders received and executed across the securities markets. A...

Full post as published by Securities Law Prof Blog on May 26, 2010 (boomark / email).

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