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Academic
: Securities Law Prof BlogSEC Requires Broker-Dealers to Have Risk Controls for "Sponsored Access"
By Securites Lawprof
Full post as published by Securities Law Prof Blog on November 03, 2010 (boomark / email).
Real Estate Brokers
Questions home sellers should ask potential brokers
Real Estate Brokers
The role brokersplay
State Farm Undercompensation
alleging compensation for totaled vehicles is less than California law requires.
Wachovia
to Pay $39 Million in Proposed Settlement of Stock Broker Overtime Class Action
National Association of Realtors
Settlement reached in broker listing antitrust lawsuit, pending court approval.
Getty Images
Faces Class Action over Premium Access
Microsoft Corp.
allegedly failed to provide adequate access and service to Xbox Live and its subscribers.
$1.5 Million Asbestos Mesothelioma Verdict Against Fisher Controls International
$1.5 Million Asbestos Mesothelioma Verdict

Financial Fraud Cases Against Broker/Dealers On The Rise
SNSFE Ready To Assist Broker-Dealers Negotiate Up-Front Money Deals With Their Clearing Firms
Another Broker/Dealer Goes Out Of Business
Provident Royalties Becomes A Black Mark For Broker/Dealers
Tough Times Ahead For Small Broker/Dealers
The SEC Moves to Exempt Foreign Broker Dealers From Some More Requirements








