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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

Form D Surveys Will Not Be Submitted to SEC

The ABA State and Federal Securities Regulation Committees Survey on Electronic Form D will not be submitted to the SEC. Some of the survey's results will be used in their letter to the SEC seeking interpretive guidance on the electronic Form D release. The survey is designed to gleen information about a firm's use of Form D for Regulation D securities offerings so that the Committees can obtain interpretive guidance on Electronic Filing and Revision of Form D.

Full post as published by Jim Hamilton's World of Securities Regulation on August 16, 2008 (boomark / email).