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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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Rhode Island Increases BD, Agent, IA and IA Rep. FeesThe following fees were increased in Rhode Island, effective July 1, 2009:Broker-dealers, $300, from $250Agents, $60, from $50Investment Advisers, $300, from $250Investment Adviser Representatives, $60, from $50Please seehttp://www.dbr.state.ri.us/documents/divisions/banking/securities/SD-Securities_Fees.pdfCall 401-462-9584 with any questions. read more

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Full post as published by Jim Hamilton's World of Securities Regulation on August 17, 2009 (boomark / email).

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