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: SECLaw.com

RIA Assets Fall But Their Numbers Grow

By Mark H. Astarita, Esq.

A recent report has confirmed what we suspected - brokers and groups of brokers are moving to the investment advisory side of the business, leaving FINRA and its regulatory nightmare behind them. FA Magazine is reporting that while total assets under management for advisers declined by more than 20%, which is no surprise, the total number of advisers has increased. More>>>

Full post as published by SECLaw.com on October 02, 2009 (boomark / email).

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